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Delaware Stockbroker Fraud Lawyers Page


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In recent years, it seems that more and more cases of stockbroker fraud are coming to light, Most forms of stockbroker fraud are variations on the following methods - Churning: When a stockbroker engages in excessive trading for a client, he may be committing a type of stockbroker fraud known as "churning". Broker's fees are generally charged per transaction-so a broker may conduct a large number of transactions to generate commissions. One sign of this sort of stockbroker fraud is if the broker continuously sells winners at a small profit and keeps the losers. To prove that stockbroker fraud is taking place, you must establish that the pattern of trading on that account was excessive. Unsuitability: Another approach of stockbroker fraud is to recommend investments that are inconsistent with the client's ability to tolerate risk. Misrepresentation/Omissions: A broker may be accused of stockbroker fraud if that broker misrepresents or omits important information about an investment, and the client loses money as a result.





Courts in Delaware

Delaware State falls under the 3rd Circuit. The website for the appeals court for this circuit is www.ca3.uscourts.gov. Delaware State has the following courts -
Delaware Bankruptcy Court http://www.deb.uscourts.gov/
Delaware District Court http://www.ded.uscourts.gov/



Suggested Lawyers for Delaware
Delaware: Criminal Defense
Criminal defense law firm that handles all criminal trial and appellate matters in state, federal, military and juvenile courts. Contact us for a free case consultation, 24 hours a day.
www.thebestdefense.com

Delaware Injury Lawyer
Aggressive and experienced lawyers in all 50 states fighting for victims' rights. Accidents, drug side effects, medical malpractice and more and free case review.
www.usalawyernetwork.com


Delaware Legal Referral Services
  • Delaware State Bar Association LRS Wilmington, DE (302)478-8850 (800)773-0606 (In state only) New Castle, Kent and Sussex Counties










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    Legal Facts
  • Twenty-five percent of felony defendants in 2000 had an active criminal justice status at the time of the current charged offense, including 14% who were on probation, 13% on pretrial release, and 6% on parole.

  • Fifty-two percent of all felony defendants were convicted of a felony, and 12% were convicted of a misdemeanor in 2000.




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